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The Burger and Rehnquist Courts have looked to the Tenth and Eleventh Amendments for building "the new federalism." Both amendments have been seen as limitations on the powers of Congress--although the Eleventh Amendment, by its own words, would appear to be only a limitation on judicial power. In 1976, in National League of Cities v Usery, the Court struck down provisions of a federal law that extended minimum wage protection to almost all state and municipal employees. Although the Court recognized that the Commerce Clause authorized minimum wage laws covering most employees, the Court held that the Constitution's structure and the Tenth Amendment's recognition of the role of states in the federal structure prohibited the federal government from telling states what they must pay their own employees. Nine years later, however, the Court overruled National League of Cities in Garcia v San Antonio Metro Transit Authority when Justice Blackmun--who had provided the critical fifth vote in the earlier case--reversed himself, concluding that the National League of Cities rule was causing so much confusion in the lower courts as to be "unworkable."
The federalism debate again resurfaced in the 1992 case of New York v United States, when the Court invalidated a provision of the Radioactive Waste Policy Act that required states failing to develop an adequate plan for disposing of waste generated within their own borders to, "at the request of the owner or generator of the waste, take title to the waste." The Court found that the so-called "take title" provision effectively "commandered the legislative processes" of states--something that the federal government cannot constitutionally do. In Printz
v United
States (1997), the Court again found that Congress had
unconstitutionally
intruded upon state sovereignty. The law in question in Printz
was a provision of the Brady Act requiring chief law enforcement
officers
of states to run background checks on prospective hand gun
purchasers.
The Court rejected the federal government's argument that it could
enlist
states in enforcing federal law, even though it might be
unconstitutional
to require states to make law--the problem identified in New York v
U. S. 11th Amendment/ Sovereign Immunity
The Eleventh Amendment was a response to the Supreme Court's unpopular decision in Chisholm v Georgia, in which the Court ordered Georgia to pay two South Carolina residents a debt the Court found was owed them. Georgia legislators were so outraged by the decision that the passed a law declaring that anyone who attempted to carrry out the Court's mandate would be hanged with benefit of clergy! Read literally, the Eleventh Amendment places no limitations on the power of the judiciary to entertain suits brought by against a state by residents of that same state. Nonetheless, the Court in a controversial 1890 decision, Hans v Louisiana, concluded that the Eleventh Amendment was in fact a bar to to federal suits against a state by that state's own citizens. The Court reasoned that at the time of the amendment's ratification in 1798 that such a limitation was taken for granted. The Court limited the effect of Hans somewhat in the 1908 case of Ex Parte Young. The Court allowed a suit for injunctive relief against a state official reasoning that if a state official violated the Constitution he can't be acting on behalf of a state, which can only act constitutionally. Thus, state officials--but not states--might be sued when the violate the Constitution, even when they do so in the name of the state. Ex Parte Young was in turn limited by the Court in Edelman v Jordan (1974), holding that the Eleventh Amendment also bars suits against state officials for restitution or damages that will in fact be paid out of the state treasury. In Seminole Tribe of Florida v Florida (1996), the Court indicated for the first time that Congress is without power under the Commerce Clause (or Indian Commerce Clause) to abrogate a state's sovereign immunity. In so doing, the Court overruled an earlier (Pennsylvania v Union Gas, 1989) decision that found such authority to exist. According to the Court, only under the Fourteenth Amendment does the Congress have the power to abrogate state sovereign immunity. In dissent, Justice Stevens warned of the far-reaching consequences of the Court's decision, which he called "a shocking affront to a co-equal branch of government." In Alden v Maine (1999), the Court, by the same 5-4 margin seen in Seminole and Printz, extended constitutional protection to states sued in their own STATE courts for federal law violations. Clearly, as the Court recognized, this result is not dictated (or even supported) by the language of the Eleventh Amendment. Instead, the Court concluded that the English common-law notion of sovereign immunity--reaching even suits against sovereigns in their own courts--was implicitly adopted by the framers and ratifiers of the Constitution. The 5-4 majority extended the constitutionalized sovereign immunity doctrine yet again in 2002, in the case of Federal Maritime Commission v South Carolina State Ports Authority. Writing for the Court, Justice Thomas concluded that the Constitution shielded states from having to answer private complaints before federal agencies. The case represented the first time that the sovereign immunity doctrine had been extended beyond the courtroom to executive branch agencies. In dissent, Justice Breyer said that the majority opinion had no support "in any text, in any tradition, or in any relevant purpose." |
Cases Garcia
v San Antonio Metro. Transit Auth. (1985)
Questions 2. Similarly, the judges who urged respect for the doctrine of stare decisis in Garcia v San Antonio Metro Transit Authority were, for the most part, those judges who ridiculed reliance on stare decisis (with respect to Roe v Wade) in the abortion case of Casey v Planned Parenthood. Does this suggest that judges should be more open about the real reason for their decisions, which often seem to be a concern about consequences? 3. What is the basis for the Court's holdings in New York v United States and Printz v United States? Is it that Congress acted outside of its Commerce Clause power, that the laws in question violated the Tenth Amendment, or that the laws in question are inconsistent with the federal system implicitly envisioned in the Constitution? 4. Do you agree with the majority in Garcia that the National League of Cities rule had shown itself to be "unworkable"? 5. If a law really does violate the Constitution, is it reason enough to allow the law to be enforced because the Court cannot imagine a "workable" rule that could be applied to decide the constitutionality of other laws raising similar issues? 6. Is Justice Blackmun right in Garcia in his suggestion that states are adequately protected by the Constitution's structural provisions and need no additional protection from the judiciary? 7. Is there any other area of constitutional law that so clearly splits the Court along ideological lines than these cases raising "states' rights" issues? 8. Apart from issues of constitutional law, how should power be divided between the national and state governments? The federal government is often criticized, but it was the federal government that ended slavery, brought the country out of the great Depression, ended the reign of the Third Reich, and ended racial segregation? What great things have been accomplished through state governments? What areas of regulation (education, pollution control, law enforcement, etc.) have been better administered at the state level than at the federal level? 9. The states are often seen as "laboratories" for social experiments. What are some examples of successful experiments that have been carried from one state to the several states? What are some examples of experiments that are now ongoing in a single state or small number of states? 10. Should the 11th Amendment be read as placing any limitation on the ability of citizens to bring suit against their own state? 11. The Court has said that any abrogation of state immunity by Congress under its 14th Amendment powers must be crystal clear. Why? If Congress in fact has the power to abrogate, doesn't the Constitution demand that the Court try to determine as best it can whether Congress has exercised that power? 12. Should the 11th Amendment be read as a limitation only on the power of the judiciary, or is it a limitation on the power of other branches as well? 13. Why should Congress have a power to abrogate state sovereign immunity under its 14th Amendment power, but not under other powers? 14. Does the Court's decision in Seminole Tribe of Florida v Florida mean that states are free to ignore federal bankruptcy law, federal copyright law, or federal anti-trust law? Could a state, for example, be sued for republishing without authorization a copyrighted textbook and then distributing it to public schools throughout the state? 15. Which side has the better argument as to whether the Constitution creates a broad right of state sovereign immunity?
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