When speaking to the uninformed and the subject of Law of War arises, one usually hears words to the effect: “Law of War---How oxymoronic!” What follows is usually some statement that suggests war is without law, rules, or restraint. Often these comments come from those well versed in criminal procedure and civil liberties. The lessons learned involving use of force by the police seem to be considered inapplicable. What is inferred in such remarks is an absence of thinking about the continuum of law and armed force. Thoughtful consideration of that continuum places the law of armed conflict in perspective.
Second: since discipline is the essential
ingredient in any professional armed force and since our Rule of Law is
grounded in a civil liberty-oriented-society requiring justice, the
Uniform
Code of Military Justice[5]
has balanced, at least since 1950, the requirements of good order and
discipline with the American concept of justice.[6]
The constitutionally mandated congressional function of establishing
the rules
utilized by the armed forces[7]
includes the enactment of the Military Justice Act of 1983[8].
This Act allows service personnel to file habeas corpus petitions in
the United
States Supreme Court in court-martial cases creating a leap from an
Article I
court (court martial) to an Article III court (the Supreme Court).
Therefore,
everyone joining the armed forces and submitting to military discipline
can be
assured that the Supreme Court is the ultimate arbiter of legal
disputes in the
administration of good order and discipline.
Third: the last major
contribution is Legal Assistance—delivering legal services to those
less
privileged. Some eight million servicepeople in World War II rapidly
mobilized
from civilian life and thereby needed help in resolving the resulting
legal
problems of hasty departure and changed circumstances. Using its
military
attorneys, the
System,
however, also has its place. Our national security system was largely
built
after World War II. At the beginning of that conflict the
Military
reform came ten years later with the Goldwater-Nichols Act of 1986.[13]
Prior to this Act, an intolerable strain on military governance
existed. The
“hoteling” function constantly competed with the “war-fighting”
function.
Unfortunately the daily demands of “hoteling” tasks-- by necessity--
took
precedence over the more deliberative, time consuming, less immediately
pressing war-fighting functions. “Hoteling” functions include
procuring,
recruiting, training, equipping, disciplining, and governing.
“War-fighting”
functions include deliberative war planning and ad hoc crisis action
management. The Goldwater-Nichols Act separated these functions by
establishing
two different chains of command—the Service Secretaries performed the
“hoteling” functions while the Unified Commands and the Joint Staff
were
primarily responsible for “war-fighting.” Thus, the positive aspects of
both
functions were accentuated and strengthened. In addition, the
separation
shortened, invigorated and made more responsive both chains of command.
Especially important, the separation helped the
Three
uniquely legal Congressional Acts have been passed since World War II
and
undergird in important ways the national security acts of greater scope. The 1950 Uniform Code of Military Justice[14]
civilianized, reformed, and made uniform the basic criminal code for
the armed
forces. In attempting to meet criticism of military justice engendered
during
the mass mobilization of World War II, the revised code clearly
“tilted” toward
a civilian model ignoring important elements of its unique martial
character,
particularly in the Law of War. It updated practice that had not been
addressed
since the reforms following World War I and it made uniform the
military law
applied to the old Army and Navy and the new Air Force. A major
“lawyerization”
occurred in 1968.[15]
Recently “revolutionary” changes—usually after each major conflict—have
given
way to yearly “corrections” which insures a healthy, steady,
predictable
modernization.
Congress
in the Military Justice Act of 1983[16]
added an essential final reform. To ensure uniformity between Article I
courts-martial and Article III federal courts and to achieve Supreme
Court
Article III oversight, Congress allowed service personnel to petition
the
Supreme Court via writ of habeas corpus in court martial cases. The
unique
military justice system is thus now directly subject to constitutional
supervision by the Supreme Court. Lastly, in the War Crimes Act of 1996,[17]
previously imperfectly implemented Nuremberg principles for war crimes
were at
least partially corrected when those not subject to trial by
courts-martial
could be tried in federal district court for war crimes. The prior
jurisdictional defect prevented ninety percent of those subject to
prosecution
in the
Events,
even institutional staining tragedies, can be the impetus for great
change.
Such was certainly the case for the
Most
importantly, the Profession of Arms reclaimed the rules of its own
profession.
“Law of War” came out of the library and off lawyer’s desks and once
again
became the province of the practical Profession of Arms. Law of War
programs
were introduced and integrated into training. An institution found ways
to talk
about such subjects as disobeying illegal orders.[19]
A recognized military law specialty, Operational Law,[20]
was born. This increased attention to rules of war coupled with
technology
produced service-wide Rules of Engagement—the means by which force is
controlled.[21]
Practical
service personnel are not lawyers. Our heritage of the Rule of Law and
the
guidance of the laws of war must be practical and a part of everyday
conduct
and training. This practical integration of law and armed force is well
expressed by emphasis on five basics.[22]
Professional training is key. Individual best must be combined to
produce unit
best. This, of course, is military training. Military personnel must
know,
understand, and enforce compliance with the Rules of Engagement—when to
shoot:
at what and whom: and under what circumstances. Because clear thinking
is
difficult when shots are being fired, there must be insistence on
compliance
with standard operating procedures. Yes, drill is important.
Subordinates must
be controlled through the issuance of clear and concise orders.
Commissioned
officers and non-commissioned officers must intervene at the first sign
of ill
discipline. Most importantly, there must be an insistence upon the
truthful
moral high road. In short, the “decision to pull the trigger” is
ultimately an
individual professional decision involving legality, morality, and
common
sense. Our civilian education, our military education, and our
religious
education attempt to prepare us for such moments. When the Law of War
is thus
integrated and made practical, professional conduct on the battlefield
results.
When service personnel follow these principles, they are fighting
lawfully.
The
political aftermath of the My Lai incident and the increasing use of
the Law of
War as a weapon against the
In
a
democracy, however, nothing could be healthier. Our citizens need to
know the
costs—in lives and in treasure—of any military action. In our society,
nothing
is more ethically sensitive than the use of deadly force. The same is
true with
our domestic police. When our military personnel “kill people and
break[s]
things in the name of the state,”[26]
we demand that use of force be done in accordance with the Rule of Law.
Sound
military policy can only be formulated with a dialogue between the
military,
the government, and the citizenry. The “justification” we see nightly
on the
evening news often has legal and moral overtones, and, thus, the
concepts of
Just War and Law of War form the basis for this dialogue. In reality,
modern
warfare has added a new requirement. Not only must the military train,
plan,
and execute a military operation; the military must now justify its
operations
as well.
LAWYERS
WITHIN THE DEPARTMENT OF DEFENSE
Markedly
different from their counterparts are the “Legal Advisors” to the
Combatant
Commanders (CINCS) who perform legal services within the Joint Chain of
Command. The Goldwater-Nichols Act of 1986 markedly increased the
authority and
the responsibility of these “Legal Advisors.”[28]
Additionally,
Joint Legal Offices are small, specialized, and credentialed. Usually
ten or
less lawyers hold these positions who have practical experience in
Operational
Law and the Law of War and who have graduate legal degrees in
International
Law. These Joint Legal Officers concentrate on the legal aspects of war
fighting. Their issues include: operational law, international
agreement
management, status and stationing agreements, host nation support, and
internal
command issues. Joint Legal Offices do not do base legal
work—criminal
justice, legal assistance, claims, etc.
Law office management is also unique. As
international agreement manager, they are often responsible for keeping
track
of hundreds of international agreements. As such, the law library is a
rare
combination of domestic law and international law. International
agreements are
used just like cases are used in normal domestic practice. Operational
law
practice changes so rapidly that the librarian often must carefully
collect
legal conference materials and keep track of contact information for
persons
responsible for sensitive areas. Communication within such an office is
complex. Classified information necessitates special precautions.
Classified
means for voice communication and document communication must exist
within the
unified command, with all of the various military services, and with
key
offices in certain embassies as well as with the Departments of
Defense, State,
and Justice in
The role of the Legal Advisor is
quite varied. The Legal advisor must be an international agreement
manager,
which is particularly important because Great Powers are consistent and
Great
Powers keep their word. A Legal Advisor must supervise the handling and
reporting of all such agreements and must review such agreements for
compliance
with both domestic law and international law. In operational matters, a
Legal
Advisor must protect the honor of the
TEACHING:
LESSONS THAT NEED TO BE TAUGHT
One trains for certainty but educates for uncertainty. It is the uncertainty that many of us have spent our lives addressing. Three case studies and a teaching addendum are essential for senior officers, yet the lessons learned from each are important at many different career stages.
The
lesson of
The
necessity of continually modifying the Rules of Engagement to
correspond with
current political reality is the lesson learned from the Bombing of the
Marine
Headquarters in
The
Iran-Contra incident provides a third important case study. Both the
Tower
Commission Report[33]
and the Joint Congressional Commission Report[34]
underscore the dynamics that can develop between the Executive Branch
and the
Legislative Branch of the United States Government when important
national
security issues are at stake. Of particular significance is the theory
articulated in the Tower Commission Report concerning the proper method
for
formulating national security policy at the National Security Council
level.
This incident also provides a practical vehicle for a discussion of the
appropriate role for military officers in such situations.
One
teaching addendum is necessary for a matter that transcends specific
lessons
learned from case studies. Indeed it permeates-- in important ways--the
entire
practice of martial military law. The Profession of Arms has two
“carriers” –
Law of War and Just War Tradition. Some argue that modern Law of War
replaces
and trumps the Just War Doctrine,[35]
which should be avoided because it adds religious gasoline to sensitive
secular
discussions. Nothing could be further from the truth. It is true that
the Jus
in Bello (Just Conduct of War) has been supplanted by Law of War
and Rules
of Engagement but its basic concepts of discrimination, noncombatant
immunity,
and proportionality are the intellectual building blocks of
professionalism and
morality in the conduct of warfare. The criteria of Jus Ad Bellum
(Just
Recourse to War) are quite helpful in the public debate about “going to
war.”
As such, one is forced to use the language of Just War in discussing
military
use of force. Likewise, senior military
leaders must understand these principles when they speak about
and—importantly—when they formulate military policy.
Similarly,
Just War Theory is alive and well in the
CONCLUSION
Lawyering
for Uncle Sam when he is preparing for or is actually drawing his sword
is
really not so unique. Lawyers performing such functions provide legal
advice.
They assist an institutional client with non-legal or semi-legal
process. They
act as a reminder of the Rule of Law, as one who helps keep the
conscious of
the command, as a witness to important events, and as an unbiased “back
up” to
assist decision makers. Honor and not money is the “coin of the realm.”
Unusually
ethical practice and continuous education are professionally rewarding.
Being
part of a team doing something important is important. In sum, such
practice
provides an opportunity to “perform or influence the performance of
great
actions; [to] bring new growth and new challenge; and [to] have the
capacity to
leave a legacy of honor, hard work and respect for the law.” [38]
* William G.
Eckhardt, Clinical Professor of Law and Director of Urban Affairs
Outreach,
University of Missouri-Kansas City School of Law. B.A. 1963, University
of
Mississippi; LL.B. 1966, University of Virginia School of Law; LL.M.
Equivalent, The Judge Advocate General’s School; Diploma 1978, United
States
Army Command and General Staff College; Diploma 1982, United States
Army War
College. Provided legal advice, litigated in federal and military
courts and
taught military law for thirty years. Served as a Prosecutor and as a
Defense
Counsel in
Important
assignments providing input
for this essay include Chief Prosecutor, My Lai Cases; Legal Advisor,
European
Command; teaching military law to non-lawyers at the
Rarely is one given the opportunity to reflect on the legal basics experienced in a thirty-year military career. Articulating the lessons learned from practice, study, and reflection is a privilege. As is true with any teacher, some of my most important insights were learned from my combat arms students.
[1]
Most
legal articles are centered on in-depth analysis of a precise issue. My
assignment for this essay is quite different. I have been asked to
reflect on
thirty years of practice and teaching with the purpose of educating,
highlighting, and sharing broad ideas, observations, and themes.
Documenting
such an assignment is difficult. Since this is really an “executive
summary” of
thirty years of speaking and writing, the best documentation comes from
past—more expansive—discussions. Three principal sources are available.
The
first article was written while I was a student at the
In
addition to writing, I have spoken five or six hundred times on
professional
conduct on the battlefield. Half of those have been devoted to
preventing
another
Such a record of public dialogue for uniformed lawyers and teachers is not unusual. It parallels, yet differs from, a “pure” academic path. Writing usually comes when time is available (at educational “stops”) or when an issue rises to unusual importance—often the subject of a conference.
[2] William C. Westmoreland & George S. Prugh, Judges in Command Judicialized Uniform Code of Military Justice in Combat, 3 Harv. J. L. & Pub. Policy 1, 1-2 (1980); William G. Eckhardt, Command Criminal Responsibility: A Plea for a Workable Standard, 97 Mil. L. Rev. 1, 29-30 (1982).
[3] Law and armed force compose a continuum. At least the possibility of both being present is a fact. Incorrect thinking is often in exclusive opposites: war or peace; law or armed force. Only when one realizes the reality of both being present can the “creative tension” between these two competitors for power focus attention on workable solutions.
[4] The selection of these three contributions is my own. During the Bicentennial of our country, while stationed at the Presidio of San Francisco, my office facilitated the placement of a brass plaque commemorating the founding of The Judge Advocate General’s Corps. These three contributions originated during that period.
[5] Pub. L. No. 81-506, 1, 64 Stat. 108 (repealed 1956).
[6] William C. Westmoreland, Military Justice—A Commander’s Viewpoint, 10 Am. Crim. L. Rev. 5 (1971). In this article, General Westmoreland, while Chief of Staff of the Army, articulated the basic framework for any military code of justice. His main points include:
1. The system must deter conduct, which is prejudicial to good order and discipline.
2. Military law must both motivate soldiers and prevent offenses.
3. Military law must aid in preserving the authority of military commanders.
4. The military justice system must protect discipline, loyalty and morale.
5. Protection must be provided against conduct which threatens the integrity of the military
organization and which threatens the accomplishment of the mission.
6. The military justice system must provide for rehabilitation.
7. The system must operate with reasonable promptness.
8. The system must be flexible.
9. The system must also protect against offenses to persons and to property.
10. The military justice system must provide a commander with the authority and with the means to
maintain good order and discipline.
11. There should be no conflict between discipline and justice: The military justice system should
be an instrument of justice and in the process it will promote discipline.
12. Our system of military justice should protect the rights of individuals.
[7]
“The
congress shall have Power…To make rules for the Government and
Regulation of
the land and naval Forces.”
[8] Military Justice Act of 1983, Pub. L. No. 98-209, § 3(a), 97 Stat. 1393.
[9]
Gen.
Orders No. 100,
[10] See generally Richard W. Leopold, Elihu Root AND The Conservative Tradition (1954).
[11] The National Security Act of 1947, Pub. L. No. 80-253, 61 Stat. 495 (codified as amended in scattered sections of 10 and 50 U.S.C.).
[12] Foreign and Military Intelligence, Final Report of the Select Committee to Study Governmental Operations with Respect to Intelligence Activities, S. Rep. No. 755, 94 Cong., 2d Sess.
[13] Goldwater-Nichols Department of Defense Reorganization Act of 1986, Pub.L. 99-433, 100 Stat. 992 (1986).
[14] See supra note 5.
[15] Military Justice Act of 1968, Pub. L. No. 90-632, § 866, 82 Stat. 1335.
[16] Military Justice Act of 1983, Pub. L. No. 98-209, § 3(a), 97 Stat. 1393.
[17] War Crimes Act of 1996, 18 U.S.C. § 1441 (West Supp. 1999).
[18]
See
William G. Eckhardt,
[19] When confronted with the challenge of teaching difficult negatives, it is often best to teach positives. This is certainly true in teaching professional conduct on the battlefield. The best example of this strategy can be found in The Nine Marine Corps Principles.
THE NINE MARINE CORPS PRINCIPLES
1. Marines fight only enemy combatants.
2. Marines do not harm enemy soldiers who surrender. Disarm them and turn them over to your
superior.
3. Marines do not kill or torture prisoners.
4. Marines collect and care for the wounded, whether friend or foe.
5. Marines do not attack medical personnel, facilities or equipment.
6. Marines destroy no more than the mission requires.
7. Marines treat all civilians humanely.
8. Marines do not steal. Marines respect private property and possessions.
9. Marines should do their best to prevent violation of the law of war. Report all violations of the
law of war to your superior. (Or Judge Advocate, Chaplain or Provost Marshal.)
The Marine Corps Principles were adopted as The Soldier’s Rules by the Army in Army Regulation 350-41, Training in Units (19 March 1993) as minimum training and knowledge for all personnel.
[20] The Army developed a concept of “Operational Law.” That term was defined as follows: “Operational Law (OPLAW) incorporates, in a single military legal discipline, substantive aspects of international law, criminal law, administrative law, and procurement-fiscal law relevant to overseas deployment of US military forces. It is a comprehensive, yet structured, approach toward resolving legal issues evolving from deployment activities.” Center FOR Military Law AND Operations AND International Law Division, THE Judge Advocate General’s School, United States Army, Operational Law Handbook (2d ed.), Preface to Original OPLAW Handbook (1992). See Marc L. Warren, Operational Law-A Concept Matures, 152 Mil. L. Rev. 33-73 (1996).
[21] See generally supra note 18, at 695-98.
[22]
[23]
[24] German Philosopher of War, Carl von Clausewitz is the principal war theoretician. Carl Von Clausewitz, On War (Michael Howard & Peter Paret eds. & trans., Princeton University Press 1976).
[25] President’s Address to the Nation, United States Air Strike Against Libya, April 14,1986, 22 Weekly Comp. Of Pres. Doc. 491-92 (April 21, 1986).
[26] I frequently use this phrase to describe the function of the armed forces. It is brutal, graphic, and accurate. Many try to soften the reality of war—e.g. “Humanitarian Law” instead of “Law of War.” This phrase focuses attention on reality.
[27]
See
discussion infra
[28]
The
ideas for this section were first articulated in an address before the
Military
Law Committee of the American Bar Association on August 9, 1991, in
[29] From 1988 - 1991 I served as the Legal Advisor to the United States European Command. My principle task was “to bring the law into the battle staff” in an invigorated post Goldwater-Nichols Act Unified Command. Assisting me were Captain Thomas E. Randall, Colonel Keith Sefton, Colonel Werner Hellmer, and Lieutenant Colonel Richard A. B. Price who used their intellectual talents and creative energy to successfully bridge the high standards demanded by both the legal profession and the profession of arms. During this period, collectively, we became a full participant in the battle staff, we reviewed war plans and significantly upgraded their practical legal content, and we assisted in the articulation and implementation of strategy.
[30]
See
generally supra note 18, at 694-95.
[31] See generally supra note 2, at 3-21.
[32]
United
States Department of Defense Commission, Report of the DOD
Commission on
[33]
[34]
Report
of the Congressional Committee Investigating the Iran-Contra Affair,
[35] The articulation of the Just War Doctrine is not uniform. The articulation I use is as follows:
JUST
WAR
CRITERIA
JUS
AD
BELLUM
(JUST RECOURSE TO WAR)
JUST CAUSE
LEGITIMATE AUTHORITY
JUST INTENTIONS (ATTITUDE AND GOALS)
PULBIC DECLARATION (OF CUASES AND INTENTS)
PROPORTIONALITY (MORE GOOD THAN EVIL RESULTS)
LAST RESORT
REASONABLE HOPE OF SUCCESS
JUS
IN
(JUST CONDUCT IN WAR)
DISCRIMINATION (NONCOMBATANT IMMUNITY)
PROPORTIONALITY (AMOUNT AND TYPE OF FORCE USED)
Exerted from The United Methodist Council Of Bishops, In Defense Of Creation: The Nuclear Crisis AND A Just Peace 33-34 (1986).
[36]
E.g.,
Catholic: National Conference OF Catholic Bishops, The Challenge Of Peace:
God’s Promise And Our Response. A Pastoral Letter On War And Peace
(May
3, 1983). Lutheran: the
[37]
During
my assignment on the Faculty of the
[38] Department of the Army, The Army Lawyer: A History Of The Judge Advocate General’s Corps, 1775-1975, 1 (1975). The full quotation has long been a favorite.
War has been said to be an impersonal thing, and in many respects it is. However, armies are
necessarily composed of human beings—who perform or influence the performance of great
actions; who bring new growth and new challenge; and who have the capacity to leave a legacy of honor, hard work and respect for the law.